Compliance Official

CC Finance Group is a privately held Fintech Group that operates in Investment Services, Fund Services, Online Trading, and Payments. With roots dating back to 1972, the Group today is evolving at a fast pace whilst keeping the same core principles, that of providing clients the best service using the latest technology and the top professionals in their field, whilst ensuring the strictest governance and ethics. The group today is composed of a diversified workforce of 185+ employees located in 14 different countries.

The Compliance Official will form part of the Compliance team and work closely with the team to assist in developing regulatory policies and procedures and overseeing the regulated activities of the Company advising and overseeing regulated activities undertaken by the Company. Together with other team members will be responsible to execute a 360-degree ongoing compliance monitoring programme.

Duties & Responsibilities:

• Assume responsibility for the general day to day duties in the compliance department;
• Mentor and oversee work undertaken by Junior Compliance Official(s);
• Assist in ensuring that the sales distribution of the Company is in line with the Product Governance requirements and Company Policies;
• Review and Assist in ensuring that the investment services are undertaken in line with regulatory requirements and applicable legislation;
• Assist in preparation, vetting and screening of Offering Supplements, Prospectuses, Factsheets, KIDS in relation to proprietary Funds of the Company;
• Vetting client fact finds, ensuring all regulatory requirements and CC standards are met, handling settlement and distribution of deceased estates;
• Provide guidance and advice on legal and regulatory matters to various business lines;
• Remain abreast with new regulations and circulars and engage in continuous learning and development regarding changes in rules and regulations that would require to be implemented; and
• Other duties as assigned by the Compliance Officer and Senior Compliance Official from time to time.

Preference will be given to candidates:

· In possession of a Law or Banking and Finance Degree or Compliance related certification;

· That have previous experience working within Compliance and/ or Legal departments within the financial services sector.

Skills Requirements

· Excellent written and oral skills in English and/or Maltese

· Able to analyse situations for compliance and business risk, and implement solutions to address and mitigate such risk

· Possess a high moral character and professional integrity

· Meticulous attention to detail and highly accurate

Remuneration

We are committed to attracting and selecting top people to join our team. We are also committed to creating a workplace that encourages individual growth; we value our people and their well-being.

What we offer:

- Ongoing internal training

- Study Leave

- Sponsorship schemes for further studies

- Opportunities for career growth

- Variable bonus linked to KPI

Visit our home page to see more about our company

All applications will be acknowledged and treated with maximum confidentiality

“The enduring goal of Calamatta Cuschieri is that the composition of our workforce should reflect that of the communities in which we work.”

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 Reference : CCMT02324