Skip to content

Junior Compliance Official

  • B'Kara, Birkirkara, Malta

Job description

CC Finance Group is a privately held Fintech Group that operates in Investment Services, Fund Administration, Online Investing, and Payments. With roots dating back to 1972, the Group today is evolving at a fast pace whilst keeping the same core principles, that of providing clients the best service using the latest technology and the top professionals in their field, whilst ensuring the strictest governance and ethics.

We are committed to attracting and selecting the very best people to join our team and to creating a workplace that promotes individual career growth; we value our people and their well-being. The group employs over 190 people from over 27 countries around the world with Assets Under Management and Administration of over 2 billion.

The Junior Compliance Official will form part of the Compliance team and work closely with the team to assist in compliance daily monitoring and oversight of the Company’s conduct of business obligations. Together with other team members will be responsible to execute a 360-degree ongoing compliance monitoring programme for the Group’s licensed entities.

Duties & Responsibilities:

  • Support with the general day to day duties in the compliance department
  • Assist in ensuring that the sales distribution of the Company are in line with the Product Governance Policy;
  • Review and assist in ensuring that the investment services business including advisory and non-advisory services are undertaken in line with regulatory requirements and applicable legislation.
  • Assist in preparation, vetting and screening of Offering Supplements, Prospectuses, Factsheets, KIDS in relation to proprietary Funds of the Company;
  • Vetting client fact finds, ensuring all regulatory requirements and CC standards are met, handling settlements and distributions of deceased estates.
  • Assist in the procedural implementation of the compliance function’s role to provide guidance and advice on legal and regulatory matters to various business lines, including handling of probates and transfers of deceased estates and contractual agreements.
  • Actively participate in the execution of the Compliance Monitoring Programme and draw up the monitoring reports in a timely manner and take an active role in the compliance reporting, including assisting in the report drawn up to the Board/Authority and other stakeholders.
  • Remain abreast with new regulations and circulars and engage in continuous learning and development regarding changes in rules and regulations that would require to be implemented.
  • Other duties as assigned by the senior members of the team from time to time.

Job requirements

Experience & Education Requirements

  • Possession of a Compliance-related certification would be considered an asset
  • No experience is required for the role as training will be provided

Skills Requirements

  • Excellent written and oral skills in English and/or Maltese
  • Able to analyse situations for compliance and business risk, and implement solutions to address and mitigate such risk
  • Possess a high moral character and professional integrity
  • Meticulous attention to detail and highly accurate

We are committed to attracting and selecting top people to join our team. We are also committed to creating a workplace that encourages individual growth; we value our people and their well-being.

What we offer:

- Ongoing internal training

- External training opportunities

- Study Leave

- Sponsorship schemes for further studies

- Opportunities for career growth

- Discretionary performance bonus

- Employee referral incentive

We are offering a competitive salary for this role commensurate with experience. Visit the home page to see more about our company

All Applications will be acknowledged and treated with maximum confidentiality

Reference: CCMT01224

The enduring goal of Calamatta Cuschieri is that the composition of our workforce should reflect that of the communities in which we work.